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Filing Details

Accession Number:: 0000807249-11-000225
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-06-22 16:49:24
Reporting Period:: 2011-06-20

Filing Date:: 2011-06-22
Accepted Time:: 2011-06-22 16:49:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1060349	Gamco Investors Inc. Et Al	GBL	Security Brokers, Dealers & Flotation Companies (6211)	134007862

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185533	J Mario Gabelli	C/O Gamco Investors, Inc One Corporate Center Rye NY 10580	Chairman And Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class B Common Stock	Disposition	2011-06-20	22,500	$0.00	19,657,000	No	4	J	Indirect	By: GGCP Holdings, LLC
Class B Common Stock	Acquisiton	2011-06-20	22,500	$0.00	19,679,500	No	4	J	Indirect	By: GGCP, Inc.
Class B Common Stock	Disposition	2011-06-20	22,500	$0.00	19,657,000	No	4	D	Indirect	By: GGCP, Inc.
Class A Common Stock	Acquisiton	2011-06-20	22,500	$0.00	22,500	No	4	A	Indirect	By: GGCP, Inc.
Class A Common Stock	Disposition	2011-06-20	2,500	$45.24	20,000	No	4	S	Indirect	By: GGCP, Inc.
Class A Common Stock	Disposition	2011-06-21	2,500	$46.20	17,500	No	4	S	Indirect	By: GGCP, Inc.
Class A Common Stock	Disposition	2011-06-22	2,500	$46.52	15,000	No	4	S	Indirect	By: GGCP, Inc.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	By: GGCP Holdings, LLC
No	4	J	Indirect	By: GGCP, Inc.
No	4	D	Indirect	By: GGCP, Inc.
No	4	A	Indirect	By: GGCP, Inc.
No	4	S	Indirect	By: GGCP, Inc.
No	4	S	Indirect	By: GGCP, Inc.
No	4	S	Indirect	By: GGCP, Inc.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class B Common Stock	350,426	Direct

Footnotes

Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing there are 518,466 shares of Class B Stock that may be converted into Class A Stock.
These shares of the Issuer's Class B Common Stock ("Class B Stock") are held by GGCP Holdings, LLC ("Holdings") via GGCP, Inc. ("GGCP"). The Reporting Person may be deemed to have beneficial ownership of the Class B Stock held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. The Reporting Person disclaims any beneficial ownership of Class B Stock held by Holdings except to the extent of his pecuniary interest therein. Holdings transferred 22,500 of the Issuers Class B Stock to GGCP.
These shares represent 22,500 Class B Shares that were received by GGCP from Holdings.
This includes 19,657,000 shares of Class B Common Stock held by Holdings, as described in and subject to the disclaimers set forth in footnote 1, and 22,500 shares held directly by GGCP following the transfer described in footnotes 1 and 2. The Reporting Person may be deemed to have beneficial ownership of the Class B Stock held by GGCP on the basis of his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP. The Reporting Person disclaims any beneficial ownership of Class B Stock held by GGCP except to the extent of his pecuniary interest therein.
GGCP exchanged with the Issuer shares of Class B Stock for an equal number of shares of Class A Common Stock ("Class A Stock"). These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.
This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price.