Filing Details

Accession Number:
0001127602-17-001297
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-06 17:42:34
Reporting Period:
2017-01-04
Filing Date:
2017-01-06
Accepted Time:
2017-01-06 17:42:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72741 Eversource Energy ES Electric Services (4911) 042147929
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1101384 J Thomas May C/O Eversource Energy
300 Cadwell Drive
Springfield MA 01104
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, $5.00 Par Value Disposition 2017-01-04 40,000 $55.26 121,842 No 4 S Indirect May Family Investments LLC
Common Shares, $5.00 Par Value Disposition 2017-01-05 40,000 $55.13 81,842 No 4 S Indirect May Family Investments LLC
Common Shares, $5.00 Par Value Disposition 2017-01-06 40,000 $55.20 41,842 No 4 S Indirect May Family Investments LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect May Family Investments LLC
No 4 S Indirect May Family Investments LLC
No 4 S Indirect May Family Investments LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, $5.00 Par Value 71,148 Indirect 401k Plan
Common Shares, $5.00 Par Value 198,093 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares, $5.00 Par Value Phantom Shares $0.00 52,875 52,875 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
52,875 52,875 Direct
Footnotes
  1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016.
  2. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.95 to $55.59, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  3. Represents common shares held by a limited liability company, the members of which consist of the reporting person's spouse and a family trust for the benefit of certain members of the reporting person's family, of which the reporting person's spouse is a trustee. The reporting person disclaims beneficial ownership of these securities.
  4. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.80 to $55.38, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  5. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.77 to $55.475, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  6. Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
  7. Includes restricted share units and dividend equivalents thereon.
  8. Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.