Filing Details

Accession Number:
0001104659-10-062388
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-13 16:11:45
Reporting Period:
2010-12-10
Filing Date:
2010-12-13
Filing Date Changed:
2010-12-13
Accepted Time:
2010-12-13 16:11:45
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
1327471 Reald Inc. RLD Radio & Tv Broadcasting & Communications Equipment (3663) 770620426
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234218 P Stanley Gold C/o Shamrock Capital Advisors, Inc.
4444 W. Lakeside Drive
Burbank CA 91505
Yes No No No
1256314 D Stephen Royer C/o Shamrock Capital Advisors, Inc.
4444 W. Lakeside Drive
Burbank CA 91505
Yes No No No
1346883 P L Ii Fund Growth Capital Shamrock C/o Shamrock Capital Advisors, Inc.
4444 W. Lakeside Drive
Burbank CA 91505
Yes No No No
1406211 Shamrock Capital Partners Ii, Llc C/o Shamrock Capital Advisors, Inc.
4444 W. Lakeside Drive
Burbank CA 91505
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock Disposition 2010-12-10 5,396,475 $26.64 0
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,062 Indirect See Footnote
Footnotes
  1. Shamrock Capital Partners II, L.L.C. ("SCP II") is the General Partner of Shamrock Capital Growth Fund II, L.P. ("SCGF II"). Stephen D. Royer is the Executive Vice President of SCGF II. Stephen D. Royer and Stanley P. Gold are the members of the Board of Managers of SCP II. Each of SCP II, Stephen D. Royer and Stanley P. Gold may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), to be the indirect beneficial owner of the securities which are the subject of this report (collectively, the "Issuer Securities"). Each of SCP II, Stephen D. Royer and Stanley P. Gold disclaims beneficial ownership of the Issuer Securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that each of SCP II, Stephen D. Royer or Stanley P. Gold is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
  2. The securities are owned directly by Stephen D. Royer. Stephen D. Royer is a director of the Issuer and received this grant of securities in connection with his service as a director. Mr. Royer is the Executive Vice President of SCGF II. SCGF II has made an investment in the Issuer. Pursuant to SCGF II's limited partnership agreements, any director compensation received by an employee of SCGF II or its advisor related to an entity in which SCGF II has invested shall be for the benefit of SCGF II or its advisor. Such amounts shall reduce certain fees and expenses of SCGF II. Mr. Royer disclaims beneficial ownership of the securities, except for that portion of any proceeds from the sale of such securities necessary for Mr. Royer to satisfy any tax liabilities related thereto.
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