Filing Details

Accession Number:
0001179706-13-000131
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-03 21:03:37
Reporting Period:
2013-11-29
Filing Date:
2013-12-03
Accepted Time:
2013-12-03 21:03:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
47217 Hewlett Packard Co HPQ Computer & Office Equipment (3570) 941081436
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1256992 A Catherine Lesjak C/O Hewlett-Packard Company
3000 Hanover Street
Palo Alto CA 94304
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-29 49,597 $27.08 19,351 No 4 S Indirect Morgan Stanley Smith Barney Joint Account with Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Morgan Stanley Smith Barney Joint Account with Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2013-01-02 2,347 $0.00 2,347 $0.00
Common Stock Restricted Stock Units Acquisiton 2013-01-02 1,001 $0.00 1,001 $0.00
Common Stock Restricted Stock Units Acquisiton 2013-01-02 2,968 $0.00 2,968 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
90,689 No 4 A Direct
38,493 No 4 A Direct
111,428 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 0 Direct
Common Stock 306 Indirect By Spouse
Footnotes
  1. The total direct beneficial ownership reflects a decrease of 26,712 shares due to the transfer of 26,712 shares into a joint account with the reporting person's spouse on 09/05/13.
  2. The total indirect beneficial ownership reflects an increase of 26,712 shares due to the transfer of 26,712 shares previously reported as being held directly by the reporting person into a joint account with the reportingperson's spouse on 09/05/13.
  3. The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2013.
  4. The price in Column 4 is a weighted average price. The prices actually received ranged from $27.0100 to $27.2300. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares sold at each price within the range.
  5. Each restricted stock unit represents a contingent right to receive one share of HP common stock.
  6. As previously reported, on 06/27/11 the reporting person was granted 85,764 restricted stock units ("RSUs") which will vest on 06/27/15 subject to acceleration based on certain stock performance conditions. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 2,346.8852 dividend equivalent rights being reported reflect 753.7182 dividend equivalent rights at $15.02 per RSU credited to the reporting person's account on 01/02/13; 516.6978 dividend equivalent rights at $21.91 per RSU credited to the reporting person's account on 04/03/13; 494.5565 dividend equivalent rights at $25.18 per RSU credited to the reporting person's account on 07/03/12; and 581.9127 dividend equivalent rights at $21.40 per RSU credited to the reporting person's account on 10/02/13.
  7. As previously reported, on 12/12/11 the reporting person was granted 54,865 restricted stock units ("RSUs"), 18,288 of which vested on 12/12/12, 18,288 of which will vest on 12/12/13, and 18,289 of which will vest on 12/12/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 1,000.9098 dividend equivalent rights being reported reflect 321.4490 dividend equivalent rights at $15.02 per RSU credited to the reporting person's account on 01/02/13; 220.3635 dividend equivalent rights at $21.91 per RSU credited to the reporting person's account on 04/03/13; 210.9206 dividend equivalent rights at $25.18 per RSU credited to the reporting person's account on 07/03/12; and 248.1767 dividend equivalent rights at $21.40 per RSU credited to the reporting person's account on 10/02/13.
  8. As previously reported, on 12/06/12 the reporting person was granted 108,460 restricted stock units ("RSUs"), 36,153 of which will vest on each of 12/06/13 and 12/06/14, and 36,154 of which will vest on 12/06/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 2,967.9490 dividend equivalent rights being reported reflect 953.1771 dividend equivalent rights at $15.02 per RSU credited to the reporting person's account on 01/02/13; 653.4331 dividend equivalent rights at $21.91 per RSU credited to the reporting person's account on 04/03/13; 625.4326 dividend equivalent rights at $25.18 per RSU credited to the reporting person's account on 07/03/12; and 735.9062 dividend equivalent rights at $21.40 per RSU credited to the reporting person's account on 10/02/13.