Filing Details

Accession Number:
0001140361-13-036025
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-16 15:34:15
Reporting Period:
2013-09-12
Filing Date:
2013-09-16
Accepted Time:
2013-09-16 15:34:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1095981 Cytori Therapeutics Inc. CYTX Surgical & Medical Instruments & Apparatus (3841) 330827593
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184566 David Rickey 3020 Callan Road
San Diego CA 92121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-12 200 $2.52 193,176 No 4 P Indirect By Trust
Common Stock Acquisiton 2013-09-12 1,490 $2.53 194,666 No 4 P Indirect By Trust
Common Stock Acquisiton 2013-09-12 610 $2.54 195,276 No 4 P Indirect By Trust
Common Stock Acquisiton 2013-09-12 2,800 $2.55 198,076 No 4 P Indirect By Trust
Common Stock Acquisiton 2013-09-12 1,100 $2.56 199,176 No 4 P Indirect By Trust
Common Stock Acquisiton 2013-09-12 300 $2.57 199,476 No 4 P Indirect By Trust
Common Stock Acquisiton 2013-09-12 600 $2.58 200,076 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust
No 4 P Indirect By Trust
No 4 P Indirect By Trust
No 4 P Indirect By Trust
No 4 P Indirect By Trust
No 4 P Indirect By Trust
No 4 P Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 115,059 Indirect By Charitable Foundation
Common Stock 34,909 Indirect By Annunity Trust
Restricted Stock Award (Common Stock) 6,100 Direct
Footnotes
  1. These securities are owned by Dave Rickey, TTEE FBO the David Rickey Trust.