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13G Filing: Perceptive Advisors and Kadmon Holdings Inc. (KDMN)

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You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Perceptive Advisors 0 5,185,847 0 5,185,847 5,185,847 10.00%
Joseph Edelman 0 5,185,847 0 5,185,847 5,185,847 10.00%
Perceptive Life Sciences Master Fund, Ltd 0 4,955,474 0 4,955,474 4,955,474 9.55%
Joseph Edelman
Joseph Edelman
Perceptive Advisors

Page 1 of 8 – SEC Filing

UNITED
STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE
13G

Under
the Securities Exchange Act of 1934

Kadmon
Holdings, Inc.

(Name
of Issuer)

 

Common
Stock

(Title
of Class of Securities)

 

48283N106

(CUSIP
Number)

 

March 13,
2017

(Date
of Event Which Requires Filing of this Statement)

 

Check the
appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x Rule
13d-1(b)
x Rule
13d-1(c)
o Rule
13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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