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Ownership Summary Table
|Name||Sole Voting Power||Shared Voting Power||Sole Dispositive Power||Shared Dispositive Power||Aggregate Amount Owned Power||Percent of Class|
|Sofinnova Venture Partners VIII||1,658,865||1,658,865||1,658,865||1,658,865||1,658,865||4.7%|
|Sofinnova Management VIII||,||1,658,865||1,658,865||1,658,865||1,658,865||4.7%|
|Dr. Michael F. Powell ( Powell )||1,658,865||1,658,865||,||1,658,865||1,658,865||4.7%|
|Dr. James I. Healy ( Healy )||,||0||1,658,865||4.7%|
|Dr. Anand Mehra ( Mehra )||0||,||1,658,865||4.7%|
Page 1 of 12 – SEC Filing
|CUSIP NO. 92529L102||13D||Page 1 of 12|
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
INFORMATION TO BE INCLUDED IN STATEMENTS
FILED PURSUANT TO RULE 13d-1(a)
AND AMENDMENTS THERETO FILED PURSUANT
TO RULE 13d-2(a)
(Amendment No. 3)*
(Name of Issuer)
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
Sofinnova Ventures, Inc.
3000 Sand Hill Road, Bldg 4, Suite 250
Menlo Park, CA 94025
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
Linda Daley, Esq.
c/o Gunderson Dettmer Stough Villeneuve
Franklin & Hachigian, LLP
1200 Seaport Blvd., Redwood City, CA 94063
March 15, 2017
(Date of Event Which Requires Filing of
If the filing person has previously filed
a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because
of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ¨
Note: Schedules filed in paper format shall
include a signed original and five copies of the schedule, including all exhibits. See Rule 240.13d-7 for other parties to whom
copies are to be sent.
*The remainder of this cover page shall
be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
This information required on the remainder
of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).