Page 2 of 12 – SEC Filing
NAME OF REPORTING PERSON
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|3||SEC USE ONLY|
SOURCE OF FUNDS
|5||CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) ¨|
|6||CITIZENSHIP OR PLACE OF ORGANIZATION Delaware|
OWNED BY EACH
|7||SOLE VOTING POWER |
1,658,865 shares, except that Sofinnova Management VIII, L.L.C. (“SM VIII”), the general partner of SVP VIII, may be deemed to have sole voting power, and Dr. Michael F. Powell (“Powell”), Dr. James I. Healy (“Healy”) and Dr. Anand Mehra (“Mehra”), the managing members of SM VIII, may be deemed to have shared power to vote these shares.
|8||SHARED VOTING POWER |
See response to row 7.
|9||SOLE DISPOSITIVE POWER |
1,658,865 shares, except that SM VIII, the general partner of SVP VIII, may be deemed to have sole dispositive power and Powell, Healy and Mehra, the managing members of SM VIII, may be deemed to have shared power to dispose of these shares.
|10||SHARED DISPOSITIVE POWER |
See response to row 9.
|11||AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH |
REPORTING PERSON 1,658,865
|12||CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 |
EXCLUDES CERTAIN SHARES ¨
|13||PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 4.7%|
|14||TYPE OF REPORTING PERSON PN|