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13D Filing: Shanghai Phicomm Communication Co., Ltd. and Utstarcom Holdings Corp. (UTSI)

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Utstarcom Holdings Corp. (NASDAQ:UTSI) is the subject of a new 13D filing issued by Shanghai Phicomm Communication Co., Ltd., which reveals the most up-to-date ownership information of the investment firm in the stock, which you can see in the table below. 13D filings indicate an activist position, which means the filer may make efforts to engage the company’s management and/or board of directors and make recommendations as to ways to improve the company’s operations and enhance the stock’s value to shareholders. Any such transmissions are often disclosed in 13D filings and may be found in the embedded filing below.

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
GU GUOPING 11,739,932 11,739,932 11,739,932 31.7%
Shanghai Phicomm Communication Co., Ltd., 11,739,932 11,739,932 11,739,932 31.7%
Phicomm Technology (Hong Kong) Co., Limited 11,739,932 11,739,932 11,739,932 31.7%
The Smart Soho International Limited 11,739,932 11,739,932 11,739,932 31.7%

Page 1 of 8 SEC Filing



D.C. 20549



No. 2)


the Securities Exchange Act of 1934


Holdings Corp.

of Issuer)


Shares, Par Value US$0.00375 per share

of Class of Securities)





GU Guoping
Shanghai Phicomm Communication Co. Ltd.
3666 Sixian Road
Songjiang District
Shanghai, People’s Republic of China

011-86-21- 31183118


Address and Telephone Number of Person Authorized to Receive Notices and Communications)

8, 2016

of Event which Requires Filing of this Statement)


the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule
13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box o.


Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See
§240.13d-7 for other parties to whom copies are to be sent.


remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in
a prior cover page.


information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).

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