| Company | Symbol | Filed By | Filing Date | Filing |
|---|---|---|---|---|
| Rivernorth Capital Management, Llc | 2020-02-13 | |||
| Relative Value Partners Group, Llc | 2020-02-13 | |||
| Sit Investment Associates Inc | 2020-02-07 | |||
| Shaker Financial Services, Llc | 2020-02-07 | |||
| Rivernorth Capital Management, Llc | 2019-02-14 |