| Company | Symbol | Filed By | Filing Date | Filing |
|---|---|---|---|---|
| Rivernorth Capital Management, Llc | 2019-02-14 | |||
| Rivernorth Capital Management, Llc | 2018-02-14 | |||
| Basso Capital Management, L.p. | 2018-02-13 | |||
| Polar Asset Management Partners Inc. | 2018-02-09 | |||
| Woodland Partners | 2018-02-08 |