Page 2 of 15 – SEC Filing
SCHEDULE 13D | ||||
CUSIP No. 913915104 | Page 2 of 15 Pages |
1. | Names of Coliseum Capital Management, LLC | |||||
2. | Check the appropriate box if a member (a) ¨ (b) x | |||||
3. | SEC use only | |||||
4. | Source of funds (see instructions) AF | |||||
5. | Check if disclosure of legal ¨ | |||||
6. | Citizenship or place of Delaware | |||||
Number of shares beneficially owned by each reporting person with | 7. | Sole voting power 0 | ||||
8. | Shared voting power 4,816,515 (1) | |||||
9. | Sole dispositive power 0 | |||||
10. | Shared dispositive power 4,816,515 (1) | |||||
11. | Aggregate amount beneficially owned by each reporting person 4,816,515 (1) | |||||
12. | Check if the aggregate amount in Row ¨ | |||||
13. | Percent of class represented by amount 18.8% (1) | |||||
14. | Type of reporting person (see IA |
(1) | Consists of (a) 3,601,724 of shares of the Issuers common stock, $0.0001 par value per share (the Common Shares) and (b) 1,214,791 Common Shares that could currently be obtained upon conversion of the Issuers Series A Convertible Preferred Stock, par value $0.0001 per share (Series A Preferred Stock) or that could be voted pursuant to the as-converted voting provisions of the Series A Preferred Stock. Does not include 19,806,230 Common Shares (or the voting equivalent thereof) subject to the Conversion Cap and the Voting Cap (as such terms are defined in Item 4 below). |