Page 5 of 9 – SEC Filing Item 4. Ownership. (a) Amount Beneficially Owned: 1,705,393* (b) Percent of Class: 5.0%* (c) Number of Shares as to which the person has: (i) sole power to vote or to direct the vote: 1,705,393* (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or to direct the disposition of: 1,705,393* (iv) shared power to dispose or to direct the disposition of 0
* This Schedule 13G is being jointly filed by (i) PWAM, a Delaware limited liability company and the investment manager to (a) PWIMF, a Cayman Islands exempted company that is the holder of 1,503,571 shares of Common Stock of the Company, as reported on this Schedule 13G, and (b) PWPI, a Cayman Islands exempted company that is the holder of 201,822 shares of Common Stock of the Company, as reported on this Schedule 13G; and (ii) Mr. Park, as the sole member and manager of PWAM. The 1,705,393 shares of Common Stock of the Company held in the aggregate by the PW Funds, which constitute 5.0% of the shares of Common Stock of the Company deemed to be issued and outstanding as of October 14, 2016, may be deemed to be beneficially owned (x) indirectly by PWAM, as the investment adviser to PWIMF and PWPI, and (y) indirectly by Mr. Park, as the sole member and manager of PWAM. The foregoing beneficial ownership percentage is based upon 33,978,911 shares of Common Stock of the Company, issued and outstanding as of August 1, 2016, based on information reported by the Company in its Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on August 4, 2016. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ☐
Item 4. Ownership.
| (a) | Amount Beneficially Owned: | 1,705,393* | ||
| (b) | Percent of Class: | 5.0%* | ||
| (c) | Number of Shares as to which the person has: | |||
| (i) | sole power to vote or to direct the vote: | 1,705,393* | ||
| (ii) | shared power to vote or to direct the vote | 0 | ||
| (iii) | sole power to dispose or to direct the disposition of: | 1,705,393* | ||
| (iv) | shared power to dispose or to direct the disposition of | 0 | ||
* This Schedule 13G is being jointly filed by (i) PWAM, a Delaware limited liability company and the investment manager to (a) PWIMF, a Cayman Islands exempted company that is the holder of 1,503,571 shares of Common Stock of the Company, as reported on this Schedule 13G, and (b) PWPI, a Cayman Islands exempted company that is the holder of 201,822 shares of Common Stock of the Company, as reported on this Schedule 13G; and (ii) Mr. Park, as the sole member and manager of PWAM.
The 1,705,393 shares of Common Stock of the Company held in the aggregate by the PW Funds, which constitute 5.0% of the shares of Common Stock of the Company deemed to be issued and outstanding as of October 14, 2016, may be deemed to be beneficially owned (x) indirectly by PWAM, as the investment adviser to PWIMF and PWPI, and (y) indirectly by Mr. Park, as the sole member and manager of PWAM. The foregoing beneficial ownership percentage is based upon 33,978,911 shares of Common Stock of the Company, issued and outstanding as of August 1, 2016, based on information reported by the Company in its Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on August 4, 2016.
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ☐
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