Quantum Corp (NYSE:QTM): Starboard Value LP Filed An Amended 13D

Page 18 of 20 – SEC Filing

K.	Mr. Smith*

(a)

As of the close of business on December 6, 2016, Mr. Smith beneficially owned 137,565 Shares representing RSUs that have vested.  Mr. Smith, as a member of Principal GP and as a member of each of the Management Committee of Starboard Value GP and the Management Committee of Principal GP, may be deemed the beneficial owner of the (i) 18,069,036 Shares owned by Starboard V&O Fund, (ii) 3,809,394 Shares owned by Starboard S LLC, (iii) 1,265,467 Shares owned by Starboard C LP and (iv) 5,959,797 Shares held in the Starboard Value LP Account.

Percentage: Approximately 9.99%

(b)

1. Sole power to vote or direct vote: 137,565

2. Shared power to vote or direct vote: 29,103,694

3. Sole power to dispose or direct the disposition: 137,565

4. Shared power to dispose or direct the disposition: 29,103,694

(c)

Mr. Smith has not entered into any transactions in the Shares during the past sixty days. The transactions in the Shares on behalf of each of Starboard V&O Fund, Starboard S LLC, Starboard C LP and through the Starboard Value LP Account during the past sixty days are set forth in Schedule A and are incorporated herein by reference.

---

* See Mr. Smith’s cover page to this Amendment No. 8 for details regarding his ownership of RSUs of the Issuer that have vested.

Follow Quantum Corp (NASDAQ:QMCO)

Follow Quantum Corp (NASDAQ:QMCO)

---

or

Subscribe with Google

We may use your email to send marketing emails about our services. Click here to read our privacy policy.