Nutanix Inc. (NTNX) Stock: Billionaire Daniel Och’s OZ Management Reports 5.85% Stake

A new 13G filing with the Securities and Exchange Commission revealed that billionaire Daniel S. Och‘s OZ Capital Management has initiated a position in Nutanix Inc. (NASDAQ:NTNX). The fund has acquired 1 million Class A shares of the company, which amass 5.85% of Nutanix’s outstanding stock.

Nutanix Inc. (NASDAQ:NTNX) is a software company that offers an enterprise cloud platform, which converges computing, virtualization and storage into one solution. The company went public on September 29 at $16 per share and has more than doubled in value since then, continuing the trend of IPOs shooting impressively out of the starting gate this year. Maxim Group initiated coverage of Nutanix Inc. (NASDAQ:NTNX) on September 30 with a ‘Buy’ rating and $40 price target, which shares nearly reached within their first trading session despite the extremely bullish call. There are no other known shareholders of Nutanix among the funds that we track as of this time.

Och-Ziff Capital Management

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
OZ Management 0 1,000,000 0 1,000,000 1,000,000 5.85%
Och-Ziff Holding Corporation 0 1,000,000 0 1,000,000 1,000,000 5.85%
Och-Ziff Capital Management Group 0 1,000,000 0 1,000,000 1,000,000 5.85%
Daniel S. Och 0 1,000,000 0 1,000,000 1,000,000 5.85%
OZ Master Fund Ltd 897,160 0 897,160 0 897,160 5.25%

Daniel S. Och
Daniel S. Och
OZ Management

Page 1 of 11 – SEC Filing

SECURITIES AND EXCHANGE
COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

(Rule 13d-102)

 

 

INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO

RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO 13d-2

(Amendment No.     )*

 

 

NUTANIX, INC.

(Name of Issuer)

 

 

 

Class A Common Stock, $0.000025 par value per share

(Title of Class of Securities)

67059N108

(CUSIP Number)

October 6, 2016

(Date of Event Which Requires Filing of this Statement)

 

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of
the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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Page 2 of 11 – SEC Filing


Schedule 13 G    PAGE 2 of 12
CUSIP No. 67059N108   

 

  (1)   

NAME OF REPORTING PERSON

OZ Management
LP

  (2)  

CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  (3)  

SEC USE ONLY

  (4)  

CITIZENSHIP OR PLACE OF
ORGANIZATION

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED
BY

EACH

REPORTING

PERSON

WITH

   (5)    

SOLE VOTING POWER

    0

   (6)   

SHARED VOTING POWER

    1,000,000

   (7)   

SOLE DISPOSITIVE POWER

    0

   (8)   

SHARED DISPOSITIVE POWER

    1,000,000

  (9)

 

AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON

    1,000,000

(10)

 

CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

(11)

 

PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)

    5.85%

(12)

 

TYPE OF REPORTING
PERSON

    IA

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Page 3 of 11 – SEC Filing


Schedule 13 G    PAGE 3 of 12
CUSIP No. 67059N108   

 

  (1)   

NAME OF REPORTING PERSON

Och-Ziff Holding Corporation

  (2)  

CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  (3)  

SEC USE ONLY

  (4)  

CITIZENSHIP OR PLACE OF
ORGANIZATION

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED
BY

EACH

REPORTING

PERSON

WITH

   (5)    

SOLE VOTING POWER

    0

   (6)   

SHARED VOTING POWER

    1,000,000

   (7)   

SOLE DISPOSITIVE POWER

    0

   (8)   

SHARED DISPOSITIVE POWER

    1,000,000

  (9)

 

AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON

    1,000,000

(10)

 

CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

(11)

 

PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)

    5.85%

(12)

 

TYPE OF REPORTING
PERSON

    CO

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Page 4 of 11 – SEC Filing


Schedule 13 G    PAGE 4 of 12
CUSIP No. 67059N108   

 

  (1)   

NAME OF REPORTING PERSON

Och-Ziff Capital Management Group LLC

  (2)  

CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  (3)  

SEC USE ONLY

  (4)  

CITIZENSHIP OR PLACE OF
ORGANIZATION

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED
BY

EACH

REPORTING

PERSON

WITH

   (5)    

SOLE VOTING POWER

    0

   (6)   

SHARED VOTING POWER

    1,000,000

   (7)   

SOLE DISPOSITIVE POWER

    0

   (8)   

SHARED DISPOSITIVE POWER

    1,000,000

  (9)

 

AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON

    1,000,000

(10)

 

CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

(11)

 

PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)

    5.85%

(12)

 

TYPE OF REPORTING
PERSON

    OO

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Page 5 of 11 – SEC Filing


Schedule 13 G    PAGE 5 of 12
CUSIP No. 67059N108   

 

  (1)   

NAME OF REPORTING PERSON

Daniel S.
Och

  (2)  

CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  (3)  

SEC USE ONLY

  (4)  

CITIZENSHIP OR PLACE OF
ORGANIZATION

    United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED
BY

EACH

REPORTING

PERSON

WITH

   (5)    

SOLE VOTING POWER

    0

   (6)   

SHARED VOTING POWER

    1,000,000

   (7)   

SOLE DISPOSITIVE POWER

    0

   (8)   

SHARED DISPOSITIVE POWER

    1,000,000

  (9)

 

AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON

    1,000,000

(10)

 

CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

(11)

 

PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)

    5.85%

(12)

 

TYPE OF REPORTING
PERSON

    IN

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Page 6 of 11 – SEC Filing


Schedule 13 G    PAGE 6 of 12
CUSIP No. 67059N108   

 

  (1)   

NAME OF REPORTING PERSON

OZ Master Fund Ltd.

  (2)  

CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  (3)  

SEC USE ONLY

  (4)  

CITIZENSHIP OR PLACE OF
ORGANIZATION

    Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED
BY

EACH

REPORTING

PERSON

WITH

   (5)    

SOLE VOTING POWER

    897,160

   (6)   

SHARED VOTING POWER

    0

   (7)   

SOLE DISPOSITIVE POWER

    897,160

   (8)   

SHARED DISPOSITIVE POWER

    0

  (9)

 

AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON

    897,160

(10)

 

CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES    ¨

(11)

 

PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)

    5.25%

(12)

 

TYPE OF REPORTING
PERSON

    CO

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Page 7 of 11 – SEC Filing


Schedule 13 G    PAGE 7 of 12
CUSIP No. 67059N108   

 

ITEM 1  

(a).

   NAME OF ISSUER:      
    

NUTANIX, INC.

     
ITEM 1  

(b).

  

ADDRESS OF ISSUERS PRINCIPAL EXECUTIVE OFFICES:

1740 Technology Drive, Suite 150

San Jose, CA 95110

     
ITEMS 2(a), 2(b) and 2(c). NAME OF PERSON FILING, ADDRESS OF PRINCIPAL BUSINESS OFFICE AND CITIZENSHIP:
        This statement is filed by the entities and persons listed below, all of whom together are referred to herein as the Reporting Persons:
     (i)    OZ Management LP (OZ), a Delaware limited partnership, is the principal investment manager to a number of investment funds and discretionary accounts
(collectively, the Accounts).
     (ii)    Och-Ziff Holding Corporation (OZHC), a Delaware corporation, serves as the general partner of OZ. The shares of Common Stock reported in this Schedule 13G
are held in the Accounts managed by OZ.
     (iii)    Och-Ziff Capital Management Group LLC (OZM), a Delaware limited liability company, is a holding company that is the sole shareholder of
OZHC.
     (iv)    Daniel S. Och is the Chief Executive Officer of OZHC and the Chief Executive Officer, an Executive Managing Director and Chairman of OZM.
     (v)    OZ Master Fund, Ltd. (OZMD) is a Cayman Islands company.
        The citizenship of each of OZ, OZHC, OZM and OZMD is set forth above. Daniel S. Och is a United States citizen.
        The address of the principal business office of each of the Reporting Persons is 9 West 57th Street, 39th Floor, New York, NY 10019. The address of the principal business office of OZMD is c/o State Street (Cayman) Trust,
Limited, P.O. Box 896, Suite 3307, Gardenia Court, 45 Market Street, Camana Bay, Grand Cayman, Cayman Islands KY1-1103.
ITEM 2  

(d).

   TITLE OF CLASS OF SECURITIES:      
    

CLASS A COMMON STOCK, $0.000025 par value per share

     
ITEM 2  

(e).

   CUSIP NUMBER:      
    

67059N108

     
ITEM 3.   IF THIS STATEMENT IS FILED PURSUANT TO §§ 240.13d-1(b) or 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:   
  (a)    ¨    Broker or dealer registered under Section 15 of the Act;
  (b)    ¨    Bank as defined in Section 3(a)(6) of the Act;
  (c)    ¨    Insurance Company as defined in Section 3(a)(19) of the Act;
  (d)    ¨    Investment Company registered under Section 8 of the Investment Company Act of 1940;
  (e)    ¨    Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940: see Rule 13d-1(b)(1)(ii)(E);
  (f)    ¨    Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule
13d-1(b)(1)(ii)(F);
  (g)    ¨    Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G);
  (h)    ¨    Savings Associations as defined in Section 3(b) of the Federal Deposit Insurance Act;
  (i)    ¨    Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940;
  (j)    ¨    Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
  IF THIS STATEMENT IS FILED PURSUANT TO Rule 13d-1(c), CHECK THIS BOX. x   

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Page 8 of 11 – SEC Filing


Schedule 13 G    PAGE
8
of 12
CUSIP No. 67059N108   

 

ITEM 4.    OWNERSHIP.      
  

OZ and OZ Management II LP (OZII) each serves as the principal investment manager to the Accounts, including OZMD. OZII is
a wholly-owned subsidiary of OZ and, as such, OZ may be deemed to be the beneficial owner of Class A common stock par value $0.000025 par value per share (shares) held in the Accounts managed by OZII. OZ is the sole member of
Och-Ziff Holding II LLC (OZHII), the general partner of OZII. As a result, OZ has voting and dispositive authority over the shares reported in this Schedule 13G. OZHC serves as the sole general partner of OZ. As such, OZHC may be deemed
to control OZ and, therefore, may be deemed to be the beneficial owner of the shares reported in this Schedule 13G. OZM is the sole shareholder of OZHC, and, for purposes of this Schedule 13G, may be deemed to be the beneficial owner of the shares
reported in this Schedule 13G. Mr. Daniel S. Och is the Chief Executive Officer and an Executive Managing Director of OZM. As such, for purposes of this Schedule 13G, he may be deemed to control such entity and, therefore, be deemed to be the
beneficial owner of the shares reported in this Schedule 13G.

  

The percentages used in this
Item 4 are calculated based on 17,100,500 shares of Class A common stock par value $0.000025 as reported in the Issuers Form 424B4 on September 30, 2016. Beneficial ownership information is presented as of October 6,
2016.

  A. OZ
  (a) Amount beneficially owned:

1,000,000

  (b) Percent of class:

5.85%

  (c) Number of shares as to which such person has:
  (i) sole power to vote or to direct the vote

0

  (ii) shared power to vote or to direct the vote

1,000,000

  (iii) sole power to dispose or to direct the disposition of

0

  (iv) shared power to dispose or to direct the disposition of

1,000,000

  B. OZHC
  (a) Amount beneficially owned:

1,000,000

  (b) Percent of class:

5.85%

  (c) Number of shares as to which such person has:
  (i) sole power to vote or to direct the vote

0

  (ii) shared power to vote or to direct the vote

1,000,000

  (iii) sole power to dispose or to direct the disposition of

0

  (iv) shared power to dispose or to direct the disposition of

1,000,000

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Page 9 of 11 – SEC Filing


Schedule 13 G    PAGE
9
of 12
CUSIP No. 67059N108   

 

  C. OZM
  (a) Amount beneficially owned:

1,000,000

  (b) Percent of class:

5.85%

  (c) Number of shares as to which such person has:
  (i) sole power to vote or to direct the vote

0

  (ii) shared power to vote or to direct the vote

1,000,000

  (iii) sole power to dispose or to direct the disposition of

0

  (iv) shared power to dispose or to direct the disposition of

1,000,000

  D. Daniel S. Och
  (a) Amount beneficially owned:

1,000,000

  (b) Percent of class:

5.85%

  (c) Number of shares as to which such person has:
  (i) sole power to vote or to direct the vote

0

  (ii) shared power to vote or to direct the vote

1,000,000

  (iii) sole power to dispose or to direct the disposition of

0

  (iv) shared power to dispose or to direct the disposition of

1,000,000

  E. OZMD
  (a) Amount beneficially owned:

897,160

  (b) Percent of class:

5.25%

  (c) Number of shares as to which such person has:
  (i) sole power to vote or to direct the vote

0

  (ii) shared power to vote or to direct the vote

897,160

  (iii) sole power to dispose or to direct the disposition of

0

  (iv) shared power to dispose or to direct the disposition of

897,160

ITEM 5.    OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.   
  

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of securities, check the following ¨.

  
ITEM 6.    OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.      
   See Item 4.      
ITEM 7.    IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
   Not applicable.
ITEM 8.    IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.      
   Not applicable.      

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Page 10 of 11 – SEC Filing


Schedule 13 G    PAGE
10
of 12
CUSIP No. 67059N108   

 

ITEM 9.    NOTICE OF DISSOLUTION OF GROUP.      
   Not applicable.      
ITEM 10.    CERTIFICATIONS. (if filing pursuant to Rule 13d-1(c))      
  

Each of the Reporting Persons hereby make the following certification:

     
  

By signing below each Reporting Person certifies that, to the best of its knowledge and belief, the securities referred to above were
not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that
purpose or effect.

     

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Page 11 of 11 – SEC Filing


Schedule 13 G    PAGE
11
of 12
CUSIP No. 67059N108   

 

SIGNATURES

After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

DATED: October 10, 2016

OZ MANAGEMENT LP
By: Och-Ziff Holding Corporation, its general partner
  By:   /s/ Daniel S. Och
  Daniel S. Och
  Chief Executive Officer

OCH-ZIFF HOLDING CORPORATION

  By:   /s/ Daniel S. Och
  Daniel S. Och
  Chief Executive Officer

OCH-ZIFF CAPITAL MANAGEMENT GROUP
LLC

  By:   /s/ Daniel S. Och
  Daniel S. Och
  Chief Executive Officer

DANIEL S. OCH

  By:   /s/ Daniel S. Och
  Daniel S. Och

OZ MASTER FUND LTD

  By:   /s/ Daniel S. Och
  Daniel S. Och

 

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