Page 4 of 6 – SEC Filing CUSIP NO. 427746102 13D/A Page 4 of 8
1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Kevin C. Tang 2. Check the Appropriate Box if a Member of a Group (a) ¨ (b) ý 3. SEC Use Only 4. Source of Funds PF, WC, OO 5. Check If Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ 6. Citizenship or Place of Organization United States Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 410,213 8. Shared Voting Power 6,117,530 9. Sole Dispositive Power 410,213 10. Shared Dispositive Power 6,117,530 11. Aggregate Amount Beneficially Owned by Each Reporting Person 6,527,743 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ 13. Percent of Class Represented by Amount in Row (11) 17.4% 14 Type of Reporting Person IN
| CUSIP NO. 427746102 | 13D/A | Page 4 of 8 |
| 1. | Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Kevin C. Tang | ||
| 2. | Check the Appropriate Box if a Member of a Group (a) ¨ (b) ý | ||
| 3. | SEC Use Only | ||
| 4. | Source of Funds PF, WC, OO | ||
| 5. | Check If Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||
| 6. | Citizenship or Place of Organization United States | ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 410,213 | |
| 8. | Shared Voting Power 6,117,530 | ||
| 9. | Sole Dispositive Power 410,213 | ||
| 10. | Shared Dispositive Power 6,117,530 | ||
| 11. | Aggregate Amount Beneficially Owned by Each Reporting Person 6,527,743 | ||
| 12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||
| 13. | Percent of Class Represented by Amount in Row (11) 17.4% | ||
| 14 | Type of Reporting Person IN | ||
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