A Director at Ultra Clean Holdings (NASDAQ: UCTT) is Selling Shares (Analyst Ratings)
Yesterday, a Director at Ultra Clean Holdings (UCTT), Leonid Mezhvinsky, sold shares of UCTT for $497K. Based on Ultra Clean Holdings’ latest earnings report for the quarter ending June 30, the company posted quarterly revenue of $265 million and GAAP net loss of $202K. In comparison, last year the company earned revenue of $234 million and had a GAAP net loss of $6 million. The company has a one-year high of $23.09 and a one-year low of $6.94. Currently, Ultra Clean Holdings has an average volume of 470.11K.
CFTC Charges Denari Capital, LLC and its Owners with $8.3 Million Forex Fraud (HedgeCo.net)
(HedgeCo.Net) The U.S. Commodity Futures Trading Commission has announced the filing of a complaint in the U.S. District Court for the Northern District of California, charging defendants Travis Capson of Utah, Arnab Sarkar of California, and their California-based company, Denari Capital, LLC, with fraudulently soliciting more than $8.3 million from at least 28 participants. The participants’ funds were commingled in a pooled investment scheme that included leveraged or margined off-exchange foreign currency (forex). The complaint also charges defendants with registration violations and charges Capson with making false statements to the National Futures Association (NFA), the industrywide, self-regulatory organization for the U.S. derivatives industry.
Sebi Bans 4 Persons from mkts in KLG Capital Services Insider Trading Case (OutlookIndia.com)
New Delhi, Nov 6 (PTI) Regulator Sebi has barred four persons from the capital markets for five years in a case related to insider trading in shares of KLG Capital Services. The order has been passed against former executive director of SKIL Praveen Mohnot, his daughter Priyanka Singhvi, ex-deputy chairman of SKIL N Ravichandran, and his wife Anita Ravichandran. Moreover, the regulator asked Singhvi and Anita Ravichandran to pay an amount of Rs 4.37 lakh and Rs 4.12 lakh respectively which includes unlawful gains made by them through transaction in KLG Capital shares and simple interest of 12 per cent per annum for nearly 11 years (2008-2019).
The Exec. Director, Int’l Dist. of Federated Investors (NYSE: FII) is Selling Shares (Analyst Ratings)
Yesterday, the Exec. Director, Int’l Dist. of Federated Investors (FII), Gordon Ceresino, sold shares of FII for $197.4K. Following Gordon Ceresino’s last FII Sell transaction on March 22, 2019, the stock climbed by 6.0%. In addition to Gordon Ceresino, 5 other FII executives reported Sell trades in the last month.
SEC Brings 862 Enforcement Actions in FY2019 (FinanceFeeds.com)
The Enforcement Division of the United States Securities and Exchange Commission (SEC) has earlier today published its Annual Report for Fiscal Year 2019. During FY2019, the Commission brought a a total of 862 enforcement actions, of which: 526 were “standalone” actions brought in federal court or as administrative proceedings; 210 were “follow-on” proceedings seeking bars based on the outcome of the SEC’s actions or actions by criminal authorities or other regulators; and 126 were proceedings to deregister public companies (typically microcap) that were delinquent in their Commission filings.
