Page 4 of 12 – SEC Filing
CUSIP No. B86NL05
1. Names of
Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
James B. Rosenwald III
2. Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ¨ (b) x
3. SEC Use Only
4. Source of Funds (See Instructions)
AF
5. Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
6. Citizenship or Place of
Organization
United States
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
7. Sole Voting Power
65,000
8. Shared Voting Power
2,571,952
9. Sole Dispositive Power
65,000
10. Shared Dispositive Power
2,571,952
11. Aggregate Amount Beneficially Owned by Each Reporting Person
2,636,952
12. Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
¨
13. Percent of Class Represented by Amount
in Row (11)
8.2%*
14. Type of Reporting Person (See
Instructions)
IN, HC
* Based upon 31,982,488 Shares (as defined in Item 1 herein), as reported in the Issuers Form 20-F/A filed on August 20, 2015.
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| CUSIP No. B86NL05 |
| 1. | Names of I.R.S. Identification Nos. of above persons (entities only) James B. Rosenwald III | |||||
| 2. | Check the Appropriate Box if a Member (a) ¨ (b) x | |||||
| 3. | SEC Use Only | |||||
| 4. | Source of Funds (See Instructions) AF | |||||
| 5. | Check if Disclosure of Legal ¨ | |||||
| 6. | Citizenship or Place of United States | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 65,000 | ||||
| 8. | Shared Voting Power 2,571,952 | |||||
| 9. | Sole Dispositive Power 65,000 | |||||
| 10. | Shared Dispositive Power 2,571,952 | |||||
| 11. | Aggregate Amount Beneficially Owned by Each Reporting Person 2,636,952 | |||||
| 12. | Check if the Aggregate Amount in Row ¨ | |||||
| 13. | Percent of Class Represented by Amount 8.2%* | |||||
| 14. | Type of Reporting Person (See IN, HC | |||||
| * | Based upon 31,982,488 Shares (as defined in Item 1 herein), as reported in the Issuers Form 20-F/A filed on August 20, 2015. |
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