Emcore Corp (EMKR): Eric Singer Takes Large Position, Hints at Activist Campaign

Page 11 of 14 – SEC Filing

D.

VSO GP II

(a)

VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the 751,496 shares owned by VSO II.

Percentage: Approximately 2.9%

(b)

1. Sole power to vote or direct vote: 0

2. Shared power to vote or direct vote: 751,496

3. Sole power to dispose or direct the disposition: 0

4. Shared power to dispose or direct the disposition: 751,496

(c)

VSO GP II has not entered into any transactions in the Shares during the past 60 days.  The transactions in the Shares on behalf of VSO II during the past 60 days are set forth in Schedule A and are incorporated herein by reference.

E.	VIEX Capital

(a)

VIEX Capital, as the investment manager of Series One and VSO II, may be deemed the beneficial owner of the (i) 1,221,281 Shares owned by Series One and (ii) 751,496 owned by VSO II.

Percentage: Approximately 7.6%

(b)

1. Sole power to vote or direct vote: 0

2. Shared power to vote or direct vote: 1,972,777

3. Sole power to dispose or direct the disposition: 0

4. Shared power to dispose or direct the disposition: 1,972,777

(c)

VIEX Capital has not entered into any transactions in the Shares during the past 60 days.  The transactions in the Shares on behalf of each of Series One and VSO II during the past 60 days are set forth in Schedule A and are incorporated herein by reference.

F.	Eric Singer

(a)

Mr. Singer, as the managing member of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the (i) 1,221,281 Shares owned by Series One and (ii) 751,496 owned by VSO II.

Percentage: Approximately 7.6%

(b)

1. Sole power to vote or direct vote: 0

2. Shared power to vote or direct vote: 1,972,777

3. Sole power to dispose or direct the disposition: 0

4. Shared power to dispose or direct the disposition: 1,972,777

(c)

Mr. Singer has not entered into any transactions in the Shares during the past 60 days.  The transactions in the Shares on behalf of each of Series One and VSO II during the past 60 days are set forth in Schedule A and are incorporated herein by reference.

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