Cempra, Inc. (CEMP): Aisling Capital Slashes Stake as Stock Sinks

Page 5 of 9 SEC Filing
CUSIP No. 15130J 109
SC 13D
Page 5 of 11


1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Steve Elms
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)  o
(b)  x
3
SEC USE ONLY
4
SOURCE OF FUNDS
OO
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
7
SOLE VOTING POWER
3,819
8
SHARED VOTING POWER
1,232,278
(including 39,218 shares of the Issuer’s common stock issuable upon the exercise of the Warrants)
9
SOLE DISPOSITIVE POWER
3,819
10
SHARED DISPOSITIVE POWER
1,232,278
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,236,097
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.6%
14
TYPE OF REPORTING PERSON
IN

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