Page 5 of 10 – SEC Filing CUSIP
No. 016259103 13G Page
5 of 9 Pages
Item 1. (a) Name of Issuer
Alimera Sciences Inc.
(b) Address of Issuer’s
Principal Executive Offices
6120 Windward Parkway, Suite 290, Alpharetta, GA 30005
Item 2. (a) Name of Person Filing
Great Point Partners, LLC
Dr. Jeffrey R. Jay, M.D.
Mr. David Kroin
The Reporting Persons have entered into a Joint Filing Agreement, dated August 22, 2016, a copy of which is filed with this Schedule 13G as Exhibit A, pursuant to which the Reporting Persons have agreed to file this statement jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act.
(b) Address of Principal Business Office, or if none, Residence
The address of the principal business
office of each of the Reporting Persons is
165 Mason Street, 3rd Floor
Greenwich, CT 06830
(c) Citizenship
Great Point Partners, LLC is a limited liability company organized under the laws of the State of Delaware. Dr. Jeffrey R. Jay, M.D. is a citizen of the United States. Mr. David Kroin is a citizen of the United States.
(d) Title of Class of Securities
Common Stock
(e) CUSIP Number
016259103
Item 3. If this statement is filed pursuant to §240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not Applicable. (a) o Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o) (b) o Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). (c) o Insurance company as defined in Section 3(a)(19) of the Act (15. U.S.C. 78c). (d) o Investment Company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) o An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E). (f) o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
| CUSIP No. 016259103 | 13G | Page 5 of 9 Pages |
| Item 1. | |||
| (a) | Name of Issuer Alimera Sciences Inc. | ||
| (b) | Address of Issuer’s 6120 Windward Parkway, Suite 290, Alpharetta, GA 30005 | ||
| Item 2. | |||
| (a) | Name of Person Filing Great Point Partners, LLC Mr. David Kroin | ||
| The Reporting Persons have entered into a Joint Filing Agreement, dated August 22, 2016, a copy of which is filed with this Schedule 13G as Exhibit A, pursuant to which the Reporting Persons have agreed to file this statement jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act. | |||
| (b) | Address of Principal Business Office, or if none, Residence The address of the principal business 165 Mason Street, 3rd Floor | ||
| (c) | Citizenship | ||
| Great Point Partners, LLC is a limited liability company organized under the laws of the State of Delaware. Dr. Jeffrey R. Jay, M.D. is a citizen of the United States. Mr. David Kroin is a citizen of the United States. | |||
| (d) | Title of Class of Securities Common Stock | ||
| (e) | CUSIP Number 016259103 | ||
| Item 3. | If this statement is filed pursuant to §240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | ||
| Not Applicable. | |||
| (a) | o | Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o) | |
| (b) | o | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). | |
| (c) | o | Insurance company as defined in Section 3(a)(19) of the Act (15. U.S.C. 78c). | |
| (d) | o | Investment Company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
| (e) | o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E). | |
| (f) | o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F). | |
