13G Filing: Wampanoag Capital Llc and Azure Midstream Partners Lp (NYSE:AZUR)

Page 3 of 9 – SEC Filing


CUSIP No. 05501X100
  (1) 

Names of
Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only):

Wampanoag Capital Partners Fund LP

  (2)

Check the Appropriate Box if a Member
of a Group (See Instructions)

(a)  ☐        (b)  ☐

  (3)

SEC Use Only

  (4)

Citizenship or Place of
Organization:

State of Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

(5) 

Sole Voting Power:

0

(6)

Shared Voting Power:

1,115,292*

(7)

Sole Dispositive Power:

0

(8)

Shared Dispositive Power:

1,115,292*

  (9)

Aggregate Amount Beneficially Owned by Each Reporting Person:

1,115,292*

(10)

Check if the Aggregate Amount in Row
(9) Excludes Certain Shares (See Instructions):

(11)

Percent of Class Represented by Amount
in Row (9):

9.88%

(12)

Type of Reporting Person (See
Instructions):

OO

* See Item 4.

3

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