13G Filing: Vintage Capital Management LLC and Babcock & Wilcox Enterprises Inc (BW)

Page 2 of 9 – SEC Filing

Schedule 13G
CUSIP No. 05614L100 Page 2 of 9
1

NAME
OF REPORTING PERSON

Vintage Capital Management,
LLC

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨

(b) ¨

3

SEC USE ONLY

 

4

CITIZENSHIP
OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES

BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5

SOLE
VOTING POWER

0 shares

6

SHARED
VOTING POWER

4,400,000 shares

7

SOLE
DISPOSITIVE POWER

0 shares

8

SHARED
DISPOSITIVE POWER

4,400,000 shares

9

AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

4,400,000 shares

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨
11

PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

9.99%*

12

TYPE
OF REPORTING PERSON

OO

* Percentage calculated based on 44,045,568 shares outstanding, which reflects 48,880,390 shares
of common stock, par value $0.01 per share (the “Common Stock”), outstanding as of July 31, 2017, as reported
by Babcock & Wilcox Enterprises, Inc. (the “Issuer”) in its Form 10-Q filed on August 9, 2017, less 4,834,822
shares repurchased by the Issuer as reported by the Issuer in its Current Report on Form 8-K filed on August 15, 2017.

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