13G Filing: Rosalind Advisors, Inc. and Zosano Pharma Corp (NASDAQ:ZSAN)

1.

NAMES
OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Rosalind Advisors, Inc.

2.

CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) o
(b) o

3.

SEC
USE ONLY

4.

CITIZENSHIP
OR PLACE OF ORGANIZATION

ONTARIO, CANADA

NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH

5.

SOLE
VOTING POWER

0

6.

SHARED
VOTING POWER

2,083,100

7.

SOLE
DISPOSITIVE POWER

0

8.

SHARED
DISPOSITIVE POWER

2,083,100

9.

AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

2,083,100

10.

CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions) ¨

11.

PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

5.5%¹

12.

TYPE
OF REPORTING PERSON (see instructions)

CO

Page 2 of 9 – SEC Filing


CUSIP No. 98979H103	13 G/A	Page 2 of 9 Pages