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13G Filing: Red Oak Partners, LLC and Issuer Direct Corp (ISDR)

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You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Red Oak Partners 0 183,224 0 183,224 183,224 6.20%
The Red Oak Fund 0 73,813 0 73,813 73,813 2.50%
The Red Oak Long Fund 0 32,448 0 32,448 32,448 1.10%
Pinnacle Capital Partners 0 76,963 0 76,963 76,963 2.61%
Pinnacle Opportunities Fund 0 76,963 0 76,963 76,963 2.61%
David Sandberg 0 183,224 0 183,224 183,224 6.20%

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Washington, D.C. 20549


Under the Securities Exchange Act of 1934

(Amendment No. 1)

                   Issuer Direct Corporation                 

(Name of Issuer)

                 Common Stock, $0.001 par value    

(Title of Class of Securities)


(CUSIP Number)

     October 4, 2017     

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

x Rule 13d-1(c)

o     Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Follow Issuer Direct Corp (NYSEMKT:ISDR)
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