13G Filing: Perceptive Advisors and Zogenix Inc. (ZGNX)

Page 7 of 9 – SEC Filing

CUSIP
No. 98978L204
13G/A Page
7 of 9 Pages
Item 5. Ownership
of Five Percent or Less of a Class.

If this statement is being filed
to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent
of the class of securities, check the following: o.

Item
6.
Ownership of More Than Five
Percent on Behalf of Another Person.

The Fund and the Account described
in Item 4 have the right to receive or the power to direct the receipt of dividends from, or the proceeds from, the sale of the
securities held in its account. Filing of this statement by the Reporting Persons shall not be deemed an admission that they beneficially
own the securities reported herein. The Reporting Persons expressly disclaim beneficial ownership of all securities reported herein.

Item 7. Identification
and Classification of the Subsidiary which Acquired the Security Being Reported on by
the Parent Holding Company or Control Person.

 

Not applicable.

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