13G Filing: Park West Asset Management and Upland Software Inc. (UPLD)

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Upland Software Inc. (NASDAQ:UPLD): Peter S. Park’s Park West Asset Management filed an amended 13D.

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You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Park West Asset Management 0 2,040,520 0 2,040,520 2,040,520 9.8%
Park West Investors Master Fund, Limited 0 1,819,162 0 1,819,162 1,819,162 8.8%
Peter S. Park 0 2,040,520 0 2,040,520 2,040,520 9.8%

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Page 1 of 10 – SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No.    )*

 

 

uPLAND
SOFTWARE, INC.

(Name of Issuer)

Common
Stock, $0.0001 par value per share

(Title of Class of Securities)

91544A109

(CUSIP Number)

December 14, 2017

(Date of Event Which Requires Filing of this
Statement)

Check the appropriate box to designate the
rule pursuant to which this Schedule 13G is filed:

[   ] Rule 13d-1(b)

[X] Rule 13d-1(c)

[   ] Rule 13d-1(d)

* The remainder of this cover page shall be
filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of
this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).

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