13G Filing: Park West Asset Management and Smart Global Holdings Inc (SGH)

Page 5 of 9 – SEC Filing

Item
3.  If This Statement Is Filed Pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check
whether the Person Filing is a:
Not Applicable.
Item 4.  Ownership:
(a)     Amount Beneficially Owned: 1,102,348*
(b)    Percent of Class: 5.3%*
(c)     Number of Shares as to which such person has:
(i)     Sole power to vote or to direct the vote: 1,102,348*
(ii)     Shared power to vote or to direct the vote:
(iii)     Sole power to dispose or to direct the disposition of: 1,102,348*
(iv)     Shared power to dispose or to direct the disposition of:

* This Schedule 13G is being jointly filed by (i) PWAM, a Delaware limited liability company and the investment manager
to (a) PWIMF, a Cayman Islands exempted company that is the holder of 977,282 shares of Common Stock of the Company, as reported
on this Schedule 13G, and (b) PWPI, a Cayman Islands exempted company that is the holder of 125,066 shares of Common Stock of the
Company, as reported on this Schedule 13G; and (ii) Mr. Park, as the sole member and manager of PWAM.

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