13G Filing: Opaleye Management and Tonix Pharmaceuticals Holding Corp. (TNXP)

Page 5 of 8 – SEC Filing

 

Item
1(a).
  Name
of Issuer:
     
    The
name of the issuer is Tonix Pharmaceuticals Holding Corp. (the “Company”).
     
Item
1(b).
  Address
of Issuer’s Principal Executive Offices:
     
  The
Company’s principal executive offices are located at 509 Madison Av, Suite 306, New York, NY 10022.
     
Item
2(a).
  Name
of Person Filing.
     
    This
statement is filed by the entities and persons listed below, who are collectively referred to herein as “Reporting
Persons”
with respect to the shares of common stock of the Company:
     
    Opaleye
Fund
     
    Opaleye
LP (the “Opaleye Fund”), a private fund formed in the state of Delaware.
     
    Investment
Manager
     
    Opaleye
Management Inc. (the “Investment Manager”), with respect to the shares of common stock held by the Opaleye
Fund, a private fund to which the Investment Manager serves as investment manager.
     
    Reporting
Individual
     
    Mr.
James Silverman (the “Reporting Individual”), with respect to the shares of common stock held by the Opaleye
Fund. Mr. Silverman is the President of the Investment Manager.
     
Item
2(b).
  Address
of Principal Business Office or, if None, Residence.
     
    One
Boston Place, 26th Floor
    Boston,
Massachusetts 02108
     
Item
2(c).
  Citizenship.
     
    Citizenship
is set forth in Row 4 of the cover page for each Reporting Person and is incorporated herein by reference for each such Reporting
Person.
     
Item
2(d).
  Title
of Class of Securities.
     
    Common
Stock, $0.001 par value
     
Item
2(e).
  CUSIP
Number.
     
    890260409

 

Item
3. Type of Person

 

Not
applicable.

 

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