Dover Downs Gaming & Entertainment Inc (NYSE:DDE): Wilmot B. Harkey And Daniel Mack’s Nantahala Capital Management filed an amended 13D.
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You can access the original SEC filing by clicking here.
Ownership Summary Table
|Name||Sole Voting Power||Shared Voting Power||Sole Dispositive Power||Shared Dispositive Power||Aggregate Amount Owned Power||Percent of Class|
|Nantahala Capital Management||0||1,886,458||0||1,886,458||1,886,458||10.3%|
|Wilmot B. Harkey||0||1,886,458||0||1,886,458||1,886,458||10.3%|
Page 1 of 7 – SEC Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Under the Securities Exchange Act of
(Amendment No. 1)*
Downs Gaming & Entertainment, Inc.
(Name of Issuer)
Common stock, $0.10 par value
(Title of Class of Securities)
November 30, 2017
(Date of Event which Requires Filing of
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
*The remainder of this cover page shall
be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required on the remainder
of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
Continued on following pages
Page 1 of 7 Pages