Page 4 of 4 – SEC Filing
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ITEM 4. | Ownership | | | | | ||
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(a) | Amount beneficially owned | | | | | ||
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| | 1,189,489 | | | | | |
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(b) | Percent of class | | | | | ||
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| | 12.90 % | | | | | |
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(c) | Number of shares as to which such person has: | | | | | ||
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| | (i) | sole power to vote or to direct the vote | | | | |
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| | | 1,189,489 | | | | |
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| | (ii) | shared power to vote or to direct the vote | | | | |
| | | | | | ||
| | | Not applicable | | | | |
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| | (iii) | sole power to dispose or to direct the disposition of | | | | |
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| | | 1,189,489 | | | | |
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| | (iv) | shared power to dispose or to direct the disposition of | | | | |
| | | | | | ||
| | | Not applicable | | | | |
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ITEM 5. | Ownership of Five Percent or Less of a Class | | | ||||
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Not applicable | | | |||||
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ITEM 6. | Ownership of More than Five Percent on Behalf of Another Person | | | | | ||
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Not applicable | | | | | |||
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ITEM 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company | ||||||
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Not applicable. | |||||||
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ITEM 8. | Identification and Classification of Members of the Group | | | | | ||
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Not applicable. | | | | | |||
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ITEM 9. | Notice of Dissolution of Group | | | | | ||
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Not applicable. | | | | | |||
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ITEM 10. | Certification | | | | | ||
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. | | | | | |||
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After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. | | | | |
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KCG Americas LLC | ||
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By: | | /s/ Christy Oeth |
| | Christy Oeth |
| | Chief Compliance Officer |