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13G Filing: Karpus Management, Inc. and KCAP Financial Inc. (KCAP)

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Karpus Management, Inc., d b a Karpus Investment Management I.D. 16-1 815,025 815,025 815,025 9%

Page 1 of 4 – SEC Filing



Washington, D.C. 20549


Under the Securities Exchange Act of 1934

KCAP Financial Inc. (KCAP)

(Name of Issuer)

Senior Preferred

(Title of Class of Securities)


(CUSIP Number)

August 31, 2017

(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)

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