13G Filing: Karpus Management, Inc. and Gladstone Capital Corp (GLAD)

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Karpus Management, Inc., d b a Karpus Investment Management I.D. 16-1 274,050 274,050 274,050 9 41 13.24%

Page 1 of 4 – SEC Filing

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13
G

Under the Securities Exchange Act of 1934

Gladstone Capital Corp (GLAD)

(Name of Issuer)

Cumulative Preferred

(Title of Class of Securities)

376535506

(CUSIP Number)

September 30, 2017

(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)

Follow Gladstone Capital Corp (NASDAQ:GLAD)
Trade NASDAQ:GLAD Now!