13G Filing: Jayhawk Capital Management, L.l.c. and China Cord Blood Corp (NYSE:NYSE: CO)

(iv)

Shared power to dispose or to direct the disposition of:

1.

JHMS Fund, LLC: 4,808,432*

2.

JHMS Management, LLC: 4,808,432*

3.

Jayhawk Capital Management, L.L.C.: 4,808,432*

4.

Jayhawk Private Equity Fund II, L.P.: 2,864,800**

5.

Jayhawk Private Equity GP II, L.P.: 2,864,800**

6.

Jayhawk Private Equity, LLC: 2,864,800**

7.

Kent C McCarthy Revocable Trust dated October 24, 2003: 230,000

8.

Kent C. McCarthy: 7,903,232***

* Includes 4,808,432 shares of common stock, par value $0.0001 per share, held by JHMS Fund, LLC, JHMS Management, LLC and Jayhawk Capital Management, L.L.C.

** Includes 2,864,800 shares of common stock, par value $0.0001 per share, held by Jayhawk Private Equity Fund II, LLC, Jayhawk Private Equity GP II, L.P. and Jayhawk Private Equity, LLC

*** Includes 2,864,800 shares of common stock, par value $0.0001 per share, held by Jayhawk Private Equity Fund II, L.P., 4,808,432 shares of common stock, par value $0.0001 per share, held by JHMS Fund, LLC, and 230,000 shares of common stock, par value $0.0001 per share, held by the Kent C. McCarthy Revocable Trust dated October 24, 2003.

Item 10

Certification:

By signing below each party certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, the parties below certify that the information set forth in this statement is true, complete and correct.

Dated:

March 31, 2017