13G Filing: Jayhawk Capital Management, L.l.c. and China Cord Blood Corp (NYSE:NYSE: CO)

Item 4

Ownership:

The information below is as of March 30, 2017.

(a)	Amount beneficially owned:

1.

JHMS Fund, LLC: 4,808,432 *

2.

JHMS Management, LLC: 4,808,432*

3.

Jayhawk Capital Management, L.L.C.: 4,808,432*

4.

Jayhawk Private Equity Fund II, L.P.: 2,864,800**

5.

Jayhawk Private Equity GP II, L.P.: 2,864,800**

6.

Jayhawk Private Equity, LLC: 2,864,800**

7.

Kent C McCarthy Revocable Trust dated October 24, 2003: 230,000

8.

Kent C. McCarthy: 7,903,232***

(b)	Percent of class:

1.

JHMS Fund, LLC: 6.59%

2.

JHMS Management, LLC: 6.59%

3.

Jayhawk Capital Management, L.L.C.: 6.59%

4.

Jayhawk Private Equity Fund II, L.P.: 3.92%

5.

Jayhawk Private Equity GP II, L.P.: 3.92%

6.

Jayhawk Private Equity, LLC: 3.92%

7.

Kent C McCarthy Revocable Trust dated October 24, 2003: 0.32%

8.

Kent C. McCarthy: 10.83%

Percent of class is based on 73,003,248 outstanding shares of common stock, par value $0.0001 per share as of September 30, 2016 as reported by China Cord Blood Corporation on its Form 6-K filed on February 24, 2017.

(c)	Number of shares as to which the person has:

(i)

Sole power to vote or to direct the vote:

1.

JHMS Fund, LLC: 0

2.

JHMS Management, LLC: 0

3.

Jayhawk Capital Management, L.L.C.: 0

4.

Jayhawk Private Equity Fund II, L.P.: 0

5.

Jayhawk Private Equity GP II, L.P.: 0

6.

Jayhawk Private Equity, LLC: 0

7.

Kent C McCarthy Revocable Trust dated October 24, 2003: 0

8.

Kent C. McCarthy: 0

(ii)

Shared power to vote or direct the vote:

1.

JHMS Fund, LLC: 4,808,432*

2.

JHMS Management, LLC: 4,808,432*

3.

Jayhawk Capital Management, L.L.C.: 4,808,432*

4.

Jayhawk Private Equity Fund II, L.P.: 2,864,800**

5.

Jayhawk Private Equity GP II, L.P.: 2,864,800**

6.

Jayhawk Private Equity, LLC: 2,864,800**

7.

Kent C McCarthy Revocable Trust dated October 24, 2003: 230,000

8.

Kent C. McCarthy: 7,903,232***

(iii)

Sole power to dispose or to direct the disposition of:

1.

JHMS Fund, LLC: 0

2.

JHMS Management, LLC: 0

3.

Jayhawk Capital Management, L.L.C.: 0

4.

Jayhawk Private Equity Fund II, L.P.: 0

5.

Jayhawk Private Equity GP II, L.P.: 0

6.

Jayhawk Private Equity, LLC: 0

7.

Kent C McCarthy Revocable Trust dated October 24, 2003: 0

8.

Kent C. McCarthy: 0