Page 11 of 19 – SEC Filing
| CUSIP No. | 74371L109 | 13G | Page 11 of 15 Pages |
| (g) | ☐ | A parent holding company or control person in accordance |
| (h) | ☐ | A savings association as defined in Section 3(b) of |
| (i) | ☐ | A church plan that is excluded from the definition |
| (j) | ☐ | A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J); |
| (k) | ☐ | Group, in accordance with Rule 13d-1(b)(1)(ii)(K). |
If filing as a non-U.S. institution in accordance
with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: _________________
| Item 4. | Ownership. | ||
| Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. | |||
| (a) | Amount beneficially owned**: | ||
| Deerfield Mgmt, L.P. – 347,100 shares Deerfield Mgmt III, L.P. – 877,799 shares Deerfield Management Company, L.P. – 1,224,899 shares Deerfield Special Situations Fund, L.P. – 149,676 Deerfield Partners, L.P. – 86,867 shares Deerfield International Master Fund, L.P. – Deerfield Private Design Fund III, L.P. – James E. Flynn – 1,224,899 shares | |||
| (b) | Percent of class**: | ||
| Deerfield Mgmt, L.P. – 2.07% Deerfield Mgmt III, L.P. – 5.23% Deerfield Management Company, L.P. – 7.30% Deerfield Special Situations Fund, L.P. – Deerfield Partners, L.P. – 0.52% Deerfield International Master Fund, L.P. – Deerfield Private Design Fund III, L.P. – James E. Flynn – 7.30% | |||
| (c) | Number of shares as to which such person has**: | ||
| (i) | Sole power to vote or to direct the vote: | All Reporting Persons 0 | |
| (ii) | Shared power to vote or to direct the vote: | Deerfield Mgmt, L.P. – 347,100 Deerfield Mgmt III, L.P. – 877,799 Deerfield Management Company, L.P. – 1,224,899 Deerfield Special Situations Fund, L.P. – 149,676 Deerfield Partners, L.P. – 86,867 Deerfield International Master Fund, L.P. – Deerfield Private Design Fund III, L.P. – 877,799 James E. Flynn – 1,224,899 | |
| (iii) | Sole power to dispose or to direct the disposition of | All Reporting Persons – 0 | |
| (iv) | Shared power to dispose or to direct the disposition | Deerfield Mgmt, L.P. – 347,100 Deerfield Mgmt III, L.P. – 877,799 Deerfield Management Company, L.P. – Deerfield Special Situations Fund, L.P. Deerfield Partners, L.P. – 86,867 Deerfield International Master Fund, Deerfield Private Design Fund III, L.P. James E. Flynn – 1,224,899 | |
**See footnotes on cover pages which are incorporated by reference
herein.
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