13G Filing: Indaba Capital Management and Emergent Capital, Inc. (EMG)

Page 3 of 9 SEC Filing

 
CUSIP No. 29102N105
SCHEDULE 13G
 
 
1
NAME OF REPORTING PERSONS.
 
IC GP, LLC
 
 
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
 
(a) [   ]
(b) [X]
 
 
3
SEC Use Only
 
 
 
4
Citizenship or Place of Organization
 
 
Delaware
 
 
 
 
 
 
 
 
 
 
 
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
 
 
 
5
 
Sole Voting Power
 
 
0
 
6
 
Shared Voting Power
 
 
3,116,783
 
7
 
Sole Dispositive Power
 
 
0
 
8
 
Shared Dispositive Power
 
 
3,116,783
 
9
 
Aggregate Amount Beneficially Owned by Each Reporting Person
 
 
3,116,783
 
10
 
 
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
 
 
11
 
 
Percent of Class Represented by Amount in Row (9)
 
 
9.97% (1)
 
12
 
 
Type of Reporting Person (See Instructions)
 
 
OO, HC
       
(1)  
Calculation of the foregoing percentage is based on 28,130,508 shares of common stock of the Issuer outstanding as of November 9, 2015, as disclosed in the Issuer’s Form 10-Q filed with the SEC on November 9, 2015.

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