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13G Filing: Highbridge Capital Management and Mosaic Acquisition Corp. (MOSC.UN)

Mosaic Acquisition Corp. (MOSC.UN): Glenn Russell Dubin’s Highbridge Capital Management filed an amended 13D.

You can check out Highbridge Capital Management’s latest holdings and filings here.

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Glenn Russell Dubin
Glenn Russell Dubin
Highbridge Capital Management

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Highbridge Capital Management 0 2,850,000 0 2,850,000 2,850,000 8.26%
199 0 2,850,000 0 2,850,000 2,850,000 8.26%
Glenn Russell Dubin
Glenn Russell Dubin
Highbridge Capital Management

Page 1 of 8 – SEC Filing

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

 

(Amendment No.  )*

 

Mosaic Acquisition Corp.

(Name of Issuer)

 

Class A Ordinary Shares, par value $0.0001 per share

(Title of Class of Securities)

 

G62848117**

(CUSIP Number)

 

October 19, 2017

(Date of event which requires filing of this statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed:

 

Rule
13d-1(b)
Rule
13d-1(c)
Rule
13d-1(d)

 

(Page 1 of 8 Pages)

 

*The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior
cover page.

 

**
The Class A Ordinary Shares have no CUSIP number. The CINS number for the units which include the Class A Ordinary Shares is G62848117.

 

The information required in the remainder of
this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act“) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).

 

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Page 2 of 8 – SEC Filing

1

NAMES
OF REPORTING PERSONS 

Highbridge
Capital Management, LLC

 

2 CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

3 SEC
USE ONLY
4

CITIZENSHIP
OR PLACE OF ORGANIZATION 

State
of Delaware

 

NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5

SOLE
VOTING POWER 

0

 

6

SHARED
VOTING POWER 

2,850,000 Class A Ordinary Shares 

7

SOLE
DISPOSITIVE POWER 

0

 

8

SHARED
DISPOSITIVE POWER 

2,850,000 Class A Ordinary Shares 

9

AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 

2,850,000 Class A Ordinary Shares 

10 CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
11

PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 

8.26%

 

12

TYPE
OF REPORTING PERSON 

IA,
OO

 

         

 

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Page 3 of 8 – SEC Filing

 

1

NAMES
OF REPORTING PERSONS 

1992
MSF International Ltd.

 

2 CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

3 SEC
USE ONLY
4

CITIZENSHIP
OR PLACE OF ORGANIZATION 

Cayman
Islands, British West Indies

 

NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5

SOLE
VOTING POWER 

0

 

6

SHARED
VOTING POWER 

2,850,000 Class A Ordinary Shares 

7

SOLE
DISPOSITIVE POWER 

0

 

8

SHARED
DISPOSITIVE POWER 

2,850,000 Class A Ordinary Shares 

9

AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 

2,850,000 Class A Ordinary Shares 

10 CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
11

PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 

8.26%

 

12

TYPE
OF REPORTING PERSON 

OO

 

         

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Page 4 of 8 – SEC Filing

 

Item
1(a).
NAME
OF ISSUER:
   
  The
name of the issuer is Mosaic Acquisition Corp. (the “Company“).
Item
1(b).
ADDRESS
OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
   
  The
Company’s principal executive offices are located at 375 Park Avenue, New York, New York 10152.
Item
2(a).
NAME
OF PERSON FILING:
Item
2(b).
ADDRESS
OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
Item
2(c).
CITIZENSHIP:
  This
statement is filed by:
   
  (i)

Highbridge
Capital Management, LLC

40
West 57th Street, 32nd Floor

New
York, New York 10019

Citizenship:
State of Delaware

   
  (ii)

1992
MSF International Ltd.

c/o
Highbridge Capital Management, LLC

40
West 57th Street, 32nd Floor

New
York, New York 10019

Citizenship:
Cayman Islands

   
  The
foregoing persons are hereinafter sometimes collectively referred to as the “Reporting Persons.”  
Item
2(d).
TITLE
OF CLASS OF SECURITIES:
   
  Class
A Ordinary Shares, par value $0.0001 per share (the “Class A Ordinary Shares“).
Item
2(e).
CUSIP
NUMBER:
   
  The
Class A Ordinary Shares have no CUSIP number. The CINS number for the units which include the Class A Ordinary Shares is G62848117.
Item
3.
IF
THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
  (a) Broker
or dealer registered under Section 15 of the Act,
  (b) Bank
as defined in Section 3(a)(6) of the Act,
  (c) Insurance
Company as defined in Section 3(a)(19) of the Act,
  (d) Investment
Company registered under Section 8 of the Investment Company Act of 1940,

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Page 5 of 8 – SEC Filing

  (e) An
investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
  (f) Employee
Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F),
  (g) Parent
Holding Company or control person in accordance with Rule 13d-1(b)(1)(ii)(G),
  (h) Savings
Association as defined in Section 3(b) of the Federal Deposit Insurance Act,
  (i) A
church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company
Act;
  (j) A
non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);
  (k) Group,
in accordance with Rule 13d-1(b)(1)(ii)(K).
 

If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please

specify the type of institution: _______________________________________

Item
4.
OWNERSHIP.
   
 

(a)       Amount
beneficially owned:

 

As of the date hereof, (i) 1992 MSF International Ltd. may be deemed to beneficially own 2,850,000
Class A Ordinary Shares and (ii) Highbridge Capital Management, LLC, as the trading manager of 1992 MSF International Ltd., may
be deemed to be the beneficial owner of 2,850,000 Class A Ordinary Shares held by 1992 MSF International Ltd.
.

(b)       Percent
of class:

The percentages used herein and in the rest of this Schedule 13G are calculated based upon the
34,500,000 Class A Ordinary Shares reported to be outstanding in the Issuer’s Prospectus filed pursuant to Rule 424(b)(4), filed
with the Securities and Exchange Commission on October 19, 2017 after giving effect to the completion of the offering and the underwriter’s
exercise of their over-allotment option, as described therein and in the Company’s Current Report on Form 8-K filed with the Securities
and Exchange Commission on October 24, 2017. Therefore, as of the date hereof based on the outstanding Class A Ordinary Shares,
(i) 1992 MSF International Ltd. may be deemed to beneficially own approximately 8.26% of the outstanding Class A Ordinary Shares
and (ii) Highbridge Capital Management, LLC may be deemed to beneficially own approximately 8.26% of the outstanding Class A Ordinary
Shares.

The
foregoing should not be construed in and of itself as an admission by any Reporting Person as to beneficial ownership
of the shares of Class A Ordinary Shares held by 1992 MSF International Ltd.

(c)        Number
of shares as to which such person has:

 (i)        Sole
power to vote or to direct the vote

   0

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Page 6 of 8 – SEC Filing

 

(ii)         Shared
power to vote or to direct the vote

 

See
Item 4(a)

(iii)         Sole
power to dispose or to direct the disposition of

0

(iv)        Shared
power to dispose or to direct

the
disposition of

 

See Item 4(a)

 

Item
5.
OWNERSHIP
OF FIVE PERCENT OR LESS OF A CLASS.
   
  Not
applicable.
   
Item
6.
OWNERSHIP
OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
   
  Not
applicable.
   
Item
7.
IDENTIFICATION
AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
   
  Not
applicable.
   
Item
8.
IDENTIFICATION
AND CLASSIFICATION OF MEMBERS OF THE GROUP.
   
  Not
applicable.
   
Item
9.
NOTICE
OF DISSOLUTION OF GROUP.
   
  Not
applicable.
   
Item
10.
CERTIFICATION.
  Each
Reporting Person hereby makes the following certification:
   
  By
signing below the Reporting Person certifies that, to the best of its knowledge and belief, the securities referred to above
were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer
of the securities and were not acquired and are not held in connection with or as a participant in any transaction having
that purpose or effect.

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Page 7 of 8 – SEC Filing

SIGNATURES

After reasonable inquiry
and to the best of our knowledge and belief, the undersigned certifies that the information set forth in this statement is true,
complete and correct.

DATED: October 25, 2017

HIGHBRIDGE CAPITAL MANAGEMENT, LLC

By:

/s/ John Oliva

Name: John Oliva

Title: Managing Director

1992 MSF INTERNATIONAL LTD.

By: Highbridge Capital Management, LLC

its Trading Manager

By: /s/ John Oliva

Name:
John Oliva

Title: Managing Director

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Page 8 of 8 – SEC Filing

EXHIBIT 1

JOINT FILING AGREEMENT

The undersigned acknowledge and agree that the foregoing statement
on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule
13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The
undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy
of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy
of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information
is inaccurate.

DATED: October 25, 2017

HIGHBRIDGE CAPITAL MANAGEMENT, LLC

By:

/s/ John Oliva

Name: John Oliva

Title: Managing Director

1992 MSF INTERNATIONAL LTD.

By: Highbridge Capital Management, LLC

its Trading Manager

By: /s/ John Oliva

Name:
John Oliva

Title: Managing Director

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