13G Filing: Gates Ventures, LLC and Max-1 Acquisition Corp

Published on October 6, 2017 at 1:59 pm by Insider Monkey Staff in Hedge Funds

<< Prev

Page 2 of 7

Next >>

See All

Page 2 of 7 – SEC Filing

CUSIP No. 30205M101

	1.	Names of Reporting Persons Gates Ventures, LLC

	2.	Check the Appropriate Box if a Member of a Group (See Instructions)
		(a)		o
		(b)		o

	3.	SEC Use Only

	4.	Citizenship or Place of Organization State of Washington

Number of Shares Beneficially Owned by Each Reporting Person With			5.		Sole Voting Power 6,333,322 (1)

			6.		Shared Voting Power 0

			7.		Sole Dispositive Power 6,333,322 (1)

			8.		Shared Dispositive Power 0

	9.	Aggregate Amount Beneficially Owned by Each Reporting Person 6,333,322 (1)

	10.	Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o

	11.	Percent of Class Represented by Amount in Row (9) 17.8% (2)

	12.	Type of Reporting Person (See Instructions) OO

(1) All shares of the common stock, $0.0001 par value per share (the Common Stock) of Exicure, Inc. (the Issuer), held by Gates Ventures, LLC (GV) may be deemed to be beneficially owned by William H. Gates III as the sole member of GV.

(2) Based on 35,513,987 shares of Common Stock of the Issuer outstanding as of September 26, 2017, as reported on the Issuers Form 8-K filed with the Securities and Exchange Commission on October 2, 2017.

2