You can access the original SEC filing by clicking here.
Ownership Summary Table
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Frontier Fund IV | 0 | 0 | 0 | 0 | 0 | 0% |
| Frontier IV Investment Group | 0 | 0 | 0 | 0 | 0 | 0% |
| Andrew D. Lindner | 0 | 0 | 0 | 0 | 0 | 0% |
Page 1 of 8 – SEC Filing
| TELADOC, INC. |
| (Name of Issuer) |
| Common stock, $0.001 par value | ||
| (Title of Class of Securities) |
| 87918A 10 5 | ||
| (CUSIP Number) |
| March 16, 2017 | ||
| (Date of the Event Which Requires Filing of this Statement) |
| ☐ | Rule 13d-1(b) |
| ☒ | Rule 13d-1(c) |
| ☐ | Rule 13d-1(d) |
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Page 2 of 8 – SEC Filing
| 1 | NAMES OF REPORTING PERSONS | ||||
| Frontier Fund IV, L.P. (Tax ID: 46-4544161) | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
| (a)☐ | |||||
| (b)☒(1) | |||||
| 3 | SEC USE ONLY | ||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |||
| 0 | |||||
| 6 | SHARED VOTING POWER | ||||
| 0 | |||||
| 7 | SOLE DISPOSITIVE POWER | ||||
| 0 | |||||
| 8 | SHARED DISPOSITIVE POWER | ||||
| 0 | |||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 0 | |||||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | ||||
| ☐ | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
| 0% | |||||
| 12 | TYPE OF REPORTING PERSON (See Instructions) | ||||
| PN (Limited Partnership) | |||||
| (1) | This statement on Schedule 13G/A is filed by Frontier Fund IV, L.P., Frontier IV Investment Group, LLC, and Andrew D. Lindner (together, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G/A. |
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Page 3 of 8 – SEC Filing
| 1 | NAMES OF REPORTING PERSONS | ||||
| Frontier IV Investment Group, LLC (Tax ID: 46-4543850) | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
| (a)☐ | |||||
| (b)☒(1) | |||||
| 3 | SEC USE ONLY | ||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |||
| 0 | |||||
| 6 | SHARED VOTING POWER | ||||
| 0 | |||||
| 7 | SOLE DISPOSITIVE POWER | ||||
| 0 | |||||
| 8 | SHARED DISPOSITIVE POWER | ||||
| 0 | |||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 0 | |||||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | ||||
| ☐ | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
| 0% | |||||
| 12 | TYPE OF REPORTING PERSON (See Instructions) | ||||
| OO (Limited Liability Company) | |||||
| (1) | This statement on Schedule 13G/A is filed by Frontier Fund IV, L.P., Frontier IV Investment Group, LLC, and Andrew D. Lindner. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G/A. |
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Page 4 of 8 – SEC Filing
| 1 | NAMES OF REPORTING PERSONS | ||||
| Andrew D. Lindner | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) | ||||
| (a)☐ | |||||
| (b)☒(1) | |||||
| 3 | SEC USE ONLY | ||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
| United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |||
| 0 | |||||
| 6 | SHARED VOTING POWER | ||||
| 0 | |||||
| 7 | SOLE DISPOSITIVE POWER | ||||
| 0 | |||||
| 8 | SHARED DISPOSITIVE POWER | ||||
| 0 | |||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
| 0 | |||||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) | ||||
| ☐ | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
| 0% | |||||
| 12 | TYPE OF REPORTING PERSON (See Instructions) | ||||
| IN | |||||
| (1) | This statement on Schedule 13G/A is filed by Frontier Fund IV, L.P., Frontier IV Investment Group, LLC, and Andrew D. Lindner. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G/A. |
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Page 5 of 8 – SEC Filing
| Item 1(a). | Name of Issuer: |
| Item 1(b). | Address of Issuer’s Principal Executive Offices: |
| Item 2(a). | Name of Persons Filing: |
| Item 2(b). | Address of Principal Business Office or, if None, Residence: |
| Item 2(c). | Citizenship. |
| Item 2(d). | Title of Class of Securities |
| Item 2(e). | CUSIP Number |
| Item 3. | If this statement in filed pursuant to §§240.13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
| (a) ☐ | Broker or dealer registered under Section 15 of the Exchange Act. |
| (b) ☐ | Bank as defined in Section 3(a)(6) of the Exchange Act. |
| (c) ☐ | Insurance company as defined in Section 3(a)(19) of the Exchange Act. |
| (d) ☐ | Investment company registered under Section 8 of the Investment Company Act. |
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Page 6 of 8 – SEC Filing
| (e) ☐ | An investment adviser in accordance with § 240.13d-11(b)(1)(ii)(E) |
| (f) ☐ | An employee benefit plan or endowment fund in accordance with § 240.13d-11(b)(1)(ii)(F) |
| (g) ☐ | A parent holding company or control person in accordance with § 240.13d-11(b)(1)(ii)(G). |
| (h) ☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. |
| (i) ☐ | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. |
| (j) ☐ | Group, in accordance with Rule 13d-1(b)(1)(ii)(J). |
| (k) ☐ | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: _________________________________ |
| Item 4. | Ownership. |
| Number of Shares | ||||||||||||||||||||||||
| Number of | Power to Vote | Power to Dispose | ||||||||||||||||||||||
| Reporting Person | Securities Beneficially Owned | Sole | Shared | Sole | Shared | Percent of Class | ||||||||||||||||||
| Frontier Fund IV, L.P. | 0 | 0 | 0 | 0 | 0 | 0 | % | |||||||||||||||||
| Frontier IV Investment Group, LLC | 0 | 0 | 0 | 0 | 0 | 0 | % | |||||||||||||||||
| Andrew D. Lindner | 0 | 0 | 0 | 0 | 0 | 0 | % | |||||||||||||||||
| Total (all Reporting Persons) | 0 | 0 | 0 | 0 | 0 | 0 | % | |||||||||||||||||
| Item 5. | Ownership of Five Percent or Less of a Class. |
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company |
| Item 8. | Identification and Classification of Members of the Group. |
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Page 7 of 8 – SEC Filing
| Item 9. | Notice of Dissolution of Group. |
| Item 10. | Certifications. |
| FRONTIER FUND IV, L.P. | |||
| By: | FRONTIER IV INVESTMENT GROUP, LLC | ||
| General Partner | |||
| Date: April 5, 2017 | /s/ Andrew D. Lindner | ||
| By: Andrew D. Lindner | |||
| Title: Manager | |||
| FRONTIER IV INVESTMENT GROUP, LLC | |||
| Date: April 5, 2017 | By: | /s/ Andrew D. Lindner | |
| Name: Andrew D. Lindner | |||
| Title: Manager | |||
| Date: April 5, 2017 | ANDREW D. LINDNER | |
| /s/ Andrew D. Lindner |
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Page 8 of 8 – SEC Filing
| Joint Filing Agreement, dated April 5, 2017, entered into by Frontier Fund IV, L.P., Frontier IV Investment Group, LLC, and Andrew D. Lindner. |
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