13G Filing: Fir Tree and Ultra Petroleum Corp (UPL)

Item 3.

IF THIS STATEMENT IS FILED PURSUANT TO Rules 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:

(a)

¨

Broker or dealer registered under Section 15 of the Act;

(b)

¨

Bank as defined in Section 3(a)(6) of the Act;

(c)

¨

Insurance company as defined in Section 3(a)(19) of the Act;

(d)

¨

Investment company registered under Section 8 of the Investment Company Act of 1940;

(e)

ý

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

(f)

¨

An employee benefit plan or endowment fund in
accordance with Rule 13d-1(b)(1)(ii)(F);

(g)

¨

A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

(h)

¨

A savings association as defined in Section 3(b)
of the Federal Deposit Insurance Act;

(i)

¨

A church plan that is excluded from the definition
of an investment company under Section 3(c)(14) of the Investment Company Act;

(j)

¨

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);

(k)

¨

Group, in accordance with Rule 13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: _________________________________

Item 4.	OWNERSHIP
	The information required by Items 4(a) – (c) is set forth in Rows 5-11 of the cover page for the Reporting Person and is incorporated herein by reference.

	The percentage set forth in this Schedule 13G is calculated based upon the 194,991,656 shares of Common Shares issued and outstanding on April 12, 2017 as reported in the Issuer’s Current Report on Form 8-K filed with the Securities and Exchange Commission on April 18, 2017 after giving effect to the Debtors’ Second Amended Joint Chapter 11 Plan of Reorganization, as described therein.

13G Filing: Fir Tree and Ultra Petroleum Corp (UPL)

Published on May 2, 2017 at 4:19 pm by Insider Monkey Staff in Hedge Funds

Page 4 of 6 – SEC Filing

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Item 5.	OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
	Not applicable.