13G Filing: ESW Capital, LLC and Falconstor Software Inc (FALC)

NAME
OF REPORTING PERSONS

S.S. OR I.R.S IDENTIFICATION NOS. OF ABOVE PERSONS

ESW CAPITAL, LLC

CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

SEC USE ONLY

CITIZENSHIP OR PLACE OF
ORGANIZATION

Delaware

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

SOLE VOTING POWER

6,399,361 (1)

SHARED VOTING POWER

SOLE DISPOSITIVE POWER

6,399,361 (1)

SHARED DISPOSITIVE POWER

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

6,399,361 (1)

CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES*  ☐

PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW 9

14.4% (2)

TYPE OF REPORTING PERSON*

OO