13G Filing: Empery Asset Management, LP and Digital Ally Inc (DGLY)

1

NAMES OF REPORTING PERSONS

Empery Asset Management, LP

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨

(b) ¨

3

SEC USE ONLY

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH

5

SOLE VOTING POWER

6

SHARED VOTING POWER

690,000 shares of Common Stock

150,000 shares of Common Stock
issuable upon exercise of Series A-2 Warrants (See Item 4)*

60,000 shares of Common Stock issuable
upon exercise of Series B Warrants (See Item 4)*

7

SOLE DISPOSITIVE POWER

8

SHARED DISPOSITIVE POWER

690,000 shares of Common Stock

150,000 shares of Common Stock
issuable upon exercise of Series A-2 Warrants (See Item 4)*

60,000 shares of Common Stock issuable
upon exercise of Series B Warrants (See Item 4)*

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

690,000 shares of Common Stock

150,000 shares of Common Stock
issuable upon exercise of Series A-2 Warrants (See Item 4)*

60,000 shares of Common Stock issuable
upon exercise of Series B Warrants (See Item 4)*

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

¨

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

9.99% (See Item 4)*

12

TYPE OF REPORTING PERSON

PN

13G Filing: Empery Asset Management, LP and Digital Ally Inc (DGLY)

Published on August 28, 2017 at 10:16 am by Insider Monkey Staff in Hedge Funds

Page 2 of 10 – SEC Filing

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1	NAMES OF REPORTING PERSONS Empery Asset Management, LP
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP		(a) ¨ (b) ¨
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	5	SOLE VOTING POWER
	6	SHARED VOTING POWER 690,000 shares of Common Stock 150,000 shares of Common Stock issuable upon exercise of Series A-2 Warrants (See Item 4)* 60,000 shares of Common Stock issuable upon exercise of Series B Warrants (See Item 4)*
	7	SOLE DISPOSITIVE POWER
	8	SHARED DISPOSITIVE POWER 690,000 shares of Common Stock 150,000 shares of Common Stock issuable upon exercise of Series A-2 Warrants (See Item 4)* 60,000 shares of Common Stock issuable upon exercise of Series B Warrants (See Item 4)*
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 690,000 shares of Common Stock 150,000 shares of Common Stock issuable upon exercise of Series A-2 Warrants (See Item 4)* 60,000 shares of Common Stock issuable upon exercise of Series B Warrants (See Item 4)*
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES			¨
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.99% (See Item 4)*
12	TYPE OF REPORTING PERSON PN