13G Filing: EJF Capital and Bank Of Commerce Holdings (BOCH)

Page 3 of 7 – SEC Filing

CUSIP No. 0642J103
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Emanuel J. Friedman
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
(b) ý
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
0
6
SHARED VOTING POWER
881,952
7
SOLE DISPOSITIVE POWER
0
8
SHARED DISPOSITIVE POWER
881,952
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
881,952
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.4% (1)
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
(1)
Based on 16,259,761 shares of Common Stock outstanding, as reflected in the Issuer’s May 4, 2017 Supplement to its March 24, 2017 Prospectus, as filed by the Issuer with the SEC on May 8, 2017 (indicating that the total amount of Common Stock outstanding after the Issuer’s public offering, and the full exercise of the underwriters’ over-allotment option, would be 16,259,761 shares), and the Issuer’s Press Release dated May 10, 2017 (indicating that the public offering had closed and the underwriters had fully exercised their option to purchase additional shares in the over-allotment).

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