13G Filing: Dorset Management and Rand Logistics Inc. (RLOG)

Page 7 of 8 – SEC Filing

 

Item 4.

Ownership

As of the date hereof, the following Reporting Persons are the beneficial owners of more than five percent of the class of securities:

 

1. David M. Knott, see Rows 5 through 9 and 11 on page 2

2. David M. Knott, Jr., see Rows 5 through 9 and 11 on page 3

3. Dorset Management Corporation, see Rows 5 through 9 and 11 on page 4

4. Knott Partners, L.P., see Rows 5 through 9 and 11 on page 5.

 

Item 5.

Ownership of Five Percent or Less of a Class

N/A

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Persons, other than the Reporting Persons hereunder, have the right to receive or the power to direct the receipt of dividends, or the proceeds from the sale, of some of the securities reported herein as beneficially owned by Mr. Knott and Mr. Knott, Jr.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

N/A

 

Item 8.

Identification and Classification of Members of the Group

N/A

 

Item 9.

Notice of Dissolution of Group

N/A

 

 

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