13G Filing: Cephalon Inc and Ignyta Inc. (NASDAQ:RXDX)

Page 5 of 6 – SEC Filing


CUSIP No. 451731103

13G/A Page
5
of 7
(f) An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g) A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
(h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
(i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act;
(j) A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
(k) Group, in accordance with §240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with
§240.13(d)-1(b)(1)(ii)(J), please specify the type of institution:

Item 4. Ownership.

Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.

(a) Amount beneficially owned: See Row 9 of cover page for each Reporting Person.
(b) Percent of class: See Row 11 of cover page for each Reporting Person, which is based on 41,700,063 outstanding shares of Common Stock as reflected on Issuers Form 10-K filed
with the SEC on March 14, 2017.
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:

See Row 5 of cover page for each Reporting Person.

(ii) Shared power to vote or to direct the vote:

See Row 6 of cover page for each Reporting
Person.

(iii) Sole power to dispose or to direct the disposition of:

See Row 7 of cover page for each
Reporting Person.

(iv) Shared power to dispose or to direct the disposition of:

See Row 8 of cover page for each
Reporting Person.

Item 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to
report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not applicable.

Item 8. Identification and Classification of Members of the Group.

Not applicable.

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