13G Filing: Carlson Capital and Archrock Inc. (AROC)

1

NAMES OF
REPORTING PERSON

Carlson Capital, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP

(a) ☐ (b) ☒

3

SEC USE ONLY

4

CITIZENSHIP OR PLACE OF
ORGANIZATION

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER

0

6

SHARED VOTING POWER

3,562,622

7

SOLE DISPOSITIVE POWER

0

8

SHARED DISPOSITIVE POWER

3,562,622

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

3,562,622 shares of Common Stock

10

CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES ☐

11

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)

5.0%

12

TYPE OF REPORTING PERSON

PN, IA

13G Filing: Carlson Capital and Archrock Inc. (AROC)

Published on March 1, 2018 at 9:20 am by Insider Monkey Staff in Hedge Funds

Page 2 of 9 – SEC Filing

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1	NAMES OF REPORTING PERSON Carlson Capital, L.P.
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5	SOLE VOTING POWER 0
		6	SHARED VOTING POWER 3,562,622
		7	SOLE DISPOSITIVE POWER 0
		8	SHARED DISPOSITIVE POWER 3,562,622
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,562,622 shares of Common Stock
10	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.0%
12	TYPE OF REPORTING PERSON PN, IA


CUSIP No. 03957W106		SCHEDULE 13G