13D Filing: Whitebox Advisors and Saexploration Holdings Inc. (SAEX)

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Saexploration Holdings Inc. (NASDAQ:SAEX): Andy Redleaf’s Whitebox Advisors filed an amended 13D.

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You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Whitebox Advisors 0 2,609,039 0 2,609,039 2,609,039 27.7%
Whitebox General Partner 0 2,609,039 0 2,609,039 2,609,039 27.7%
Whitebox Multi-Strategy Partners 0 1,582,394 0 1,582,394 1,582,394 16.8%
Whitebox Credit Partners 0 510,492 0 510,492 510,492 5.4%

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Page 1 of 26 – SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

SCHEDULE 13D

THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 3)*

SAExploration Holdings, Inc.
(Name of Issuer)
Common Stock, $0.0001 par value
(Title of Class of Securities)
78636X204
(CUSIP Number)

Mark Strefling

Whitebox Advisors LLC

3033 Excelsior Boulevard

Suite 300

Minneapolis, MN 55416

(612) 253-6001

(Name, Address and Telephone Number of Person
Authorized to Receive

Notices and Communications)

December 19, 2017
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [_].
   

* The remainder of this cover page shall be
filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures provided in a prior cover page.

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