13D Filing: Whitebox Advisors and Par Pacific Holdings Inc. (PARR)

  1

NAME OF REPORTING PERSON

Whitebox Advisors LLC

  2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a) ☐        (b) ☒

  3

SEC USE ONLY

  4

SOURCE OF FUNDS (See Instructions)

AF

  5

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)  ☒

  6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7

SOLE VOTING POWER

0

  8

SHARED VOTING POWER

7,125,593 (See Item 2)

  9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

7,125,593 (See Item 2)

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

7,125,593 (See Item 2)

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)  ☐

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

15.4%*

14

TYPE OF REPORTING PERSON (See Instructions)

IA

*

Percent of class is calculated based on 45,790,612 shares of Common Stock issued and outstanding as of May 5, 2017 as reported in the Issuer’s Form 10-Q filed on May 10, 2017, and 354,350 additional shares of Common Stock issuable upon the exercise of warrants to purchase shares of Common Stock and deemed outstanding for purposes of calculating the Reporting Person’s beneficial ownership.