13D Filing: Viex Capital Advisors, Llc and Maxwell Technologies Inc (NASDAQ:MXWL)

(b)

1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 955,181 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 955,181

(c)

The transactions in the Shares by VSO III during the past 60 days are set forth in Schedule A and are incorporated herein by reference.

D.

VIEX GP

(a)

VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the 1,230,936 Shares that may be deemed to be beneficially owned by Series One.

Percentage: Approximately
3.8%

(b)

1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 1,230,936 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 1,230,936

(c)

VIEX GP has not entered into any transactions in the Shares during the past 60 days. The transactions in the Shares on behalf of Series One during the past 60 days are set forth in Schedule A and are incorporated herein by reference.

E.

VSO GP II

(a)

VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the 27,348 Shares that may be deemed to be beneficially owned by Series One.

Percentage: 0%

(b)

1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 27,348 3. Sole power to dispose or direct the disposition: 0

4. Shared power to dispose or direct the disposition: 27,348

(c)

VSO GP II has not entered into any transactions in the Shares during the past 60 days. The transactions in the Shares on behalf of VSO II during the past 60 days are set forth in Schedule A and are incorporated herein by reference.

F.

VSO GP III

(a)

VSO GP III, as the general partner of VSO III, may be deemed the beneficial owner of the 955,181 shares owned by VSO III.

Percentage: Approximately
3.0%

(b)

1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 955,181 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 955,181